Filing Details
- Accession Number:
- 0001140361-13-022795
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-24 16:52:10
- Reporting Period:
- 2013-05-23
- Filing Date:
- 2013-05-24
- Accepted Time:
- 2013-05-24 16:52:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1533454 | Northern Tier Energy Lp | NTI | Petroleum Refining (2911) | 800763623 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
860866 | David Bonderman | C/O Tpg Global, Llc 301 Commerce Street, Suite 3300 Fort Worth TX 76102 | No | No | No | Yes | |
1099776 | G James Coulter | C/O Tpg Global, Llc 301 Commerce Street, Suite 3300 Fort Worth TX 76102 | No | No | No | Yes | |
1433038 | Tpg Advisors Vi, Inc. | C/O Tpg Global, Llc, 301 Commerce Street, Suite 3300 Fort Worth TX 76102 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2013-05-23 | 1,800,000 | $25.23 | 47,122,500 | No | 4 | S | Indirect | See Explanation of Responses |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Explanation of Responses |
Footnotes
- The price represents the public offering price of $26.28 per common unit ("Common Unit") of Northern Tier Energy LP (the "Issuer") less the underwriters' discount of $1.0512 per Common Unit.
- David Bonderman and James G. Coulter are officers and sole stockholders of TPG Advisors VI, Inc., a Delaware corporation (together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the general partner of TPG Refining, L.P., a Delaware limited partnership ("TPG Refining").
- TPG Refining is a member of NTI GenPar, LLC, a Delaware limited liability company, which is the general partner of Northern Tier Investors LP, a Delaware limited partnership, which is the sole member of Northern Tier Investors, LLC, a Delaware limited liability company, which is the sole member of Northern Tier Holdings LLC, a Delaware limited liability company ("NTH"), which directly holds the Common Units of the Issuer reported herein (the "TPG Common Units").
- Because of the relationship between the Reporting Persons and NTH, the Reporting Persons may be deemed to beneficially own the TPG Common Units to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of NTH. Each Reporting Person disclaims beneficial ownership of the TPG Common Units, except to the extent of such Reporting Person's pecuniary interest therein, if any.
- Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.