Filing Details
- Accession Number:
- 0000356028-13-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-24 16:03:40
- Reporting Period:
- 2013-05-22
- Filing Date:
- 2013-05-24
- Accepted Time:
- 2013-05-24 16:03:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 356028 | Ca Inc. | CA | Services-Prepackaged Software (7372) | 132857434 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1405285 | Jacob Lamm | One Ca Plaza Islandia NY 11749 | Evp, Strategy & Corporate Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 Par Value | Acquisiton | 2013-05-22 | 12,366 | $25.24 | 51,377 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Acquisiton | 2013-05-22 | 7,732 | $24.10 | 59,109 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Disposition | 2013-05-22 | 20,098 | $27.44 | 39,011 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-05-22 | 12,366 | $0.00 | 12,366 | $25.24 |
| Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-05-22 | 7,732 | $0.00 | 7,732 | $24.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,003 | 2019-05-22 | No | 4 | M | Direct | |
| 15,008 | 2019-05-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.10 Par Value | 164 | Indirect | 401(k) Plan |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $27.27 to $27.77.
- The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of May 20, 2013.
- This option becomes exercisable over a three-year period as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015.
- This option became exercisable over a three-year period as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015.
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