Filing Details
- Accession Number:
- 0001181431-13-030546
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-24 14:13:36
- Reporting Period:
- 2013-05-22
- Filing Date:
- 2013-05-24
- Accepted Time:
- 2013-05-24 14:13:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1183765 | Threshold Pharmaceuticals Inc | THLD | Pharmaceutical Preparations (2834) | 943409596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1542778 | Tillman Pearce | 170 Harbor Way, Suite 300 South San Francisco CA 94080 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-22 | 20,000 | $3.46 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-22 | 20,000 | $5.63 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-02-16 | 20,000 | $0.00 | 20,000 | $3.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 230,000 | 2022-02-16 | No | 4 | M | Direct |
Footnotes
- 25% of the shares underlying the Option shall vest and become exercisable on February 16, 2013. Thereafter the remaining shares will vest and become exercisable at a rate of 1/36th per month.
Billionaire Hedge Funds
