Filing Details
- Accession Number:
- 0001370728-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-24 11:10:15
- Reporting Period:
- 2013-05-22
- Filing Date:
- 2013-05-24
- Accepted Time:
- 2013-05-24 11:10:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 891532 | Perma Fix Environmental Services Inc | PESI | Hazardous Waste Management (4955) | 581954497 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1370728 | Larry Shelton | 2531 Scenic Drive Salt Lake City UT 84109 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-22 | 380 | $0.65 | 125,632 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-05-22 | 100 | $0.67 | 125,732 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-05-22 | 100 | $0.67 | 125,832 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-05-22 | 264 | $0.68 | 126,096 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-05-22 | 656 | $0.70 | 126,752 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-05-22 | 100 | $0.69 | 126,852 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-05-22 | 400 | $0.69 | 127,252 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $2.15 | 2016-07-27 | 30,000 | 30,000 | Direct | |
| Common Stock | Stock Option | $2.95 | 2017-08-02 | 12,000 | 12,000 | Direct | |
| Common Stock | Stock Option | $2.34 | 2018-08-05 | 12,000 | 12,000 | Direct | |
| Common Stock | Stock Option | $2.67 | 2019-07-29 | 12,000 | 12,000 | Direct | |
| Common Stock | Stock Option | $1.68 | 2020-09-29 | 12,000 | 12,000 | Direct | |
| Common Stock | Stock Option | $1.41 | 2021-08-24 | 12,000 | 12,000 | Direct | |
| Common Stock | Stock Option | $1.10 | 2022-09-12 | 12,000 | 12,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-07-27 | 30,000 | 30,000 | Direct |
| 2017-08-02 | 12,000 | 12,000 | Direct |
| 2018-08-05 | 12,000 | 12,000 | Direct |
| 2019-07-29 | 12,000 | 12,000 | Direct |
| 2020-09-29 | 12,000 | 12,000 | Direct |
| 2021-08-24 | 12,000 | 12,000 | Direct |
| 2022-09-12 | 12,000 | 12,000 | Direct |
Footnotes
- Stock Option granted 07/27/06 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- Stock Option granted 08/02/07 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- Stock Option granted 08/05/08 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- Stock Option granted 07/29/09 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- Stock Option granted 09/29/10 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- Stock Option granted 08/24/11 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- Stock Option granted 09/13/12 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
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