Filing Details
- Accession Number:
- 0001181431-13-030398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-23 22:08:07
- Reporting Period:
- 2013-05-22
- Filing Date:
- 2013-05-23
- Accepted Time:
- 2013-05-23 21:08:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1310114 | Servicesource International Inc. | SREV | Services-Business Services, Nec (7389) | 810578975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1516357 | M Raymond Martinelli | C/O Servicesource International, Inc. 634 Second Street San Francisco CA 94107 | Chief People Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-22 | 13,400 | $4.26 | 42,014 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-22 | 25,000 | $4.65 | 67,014 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-22 | 38,400 | $7.00 | 28,614 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-23 | 25,000 | $4.26 | 53,614 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-23 | 50,000 | $4.65 | 103,614 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-23 | 75,000 | $7.60 | 28,614 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-22 | 13,400 | $0.00 | 13,400 | $4.26 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-22 | 25,000 | $0.00 | 25,000 | $4.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-23 | 25,000 | $0.00 | 25,000 | $4.26 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-23 | 50,000 | $0.00 | 50,000 | $4.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2018-01-30 | No | 4 | M | Direct | |
| 125,000 | 2020-02-09 | No | 4 | M | Direct | |
| 25,000 | 2018-01-30 | No | 4 | M | Direct | |
| 75,000 | 2020-02-09 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2013.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $7.00 to $7.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $7.50 to $7.75 per share.
- Shares subject to the option are fully vested and immediately exercisable.
- One-fourth of the shares subject to the option vested on January 27, 2011 and one forty-eighth of the shares vest monthly thereafter.
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