Home > Insider Trading > Filing (0001140361-13-022588)

Filing Details

Accession Number:: 0001140361-13-022588
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-23 19:15:59
Reporting Period:: 2013-05-21

Filing Date:: 2013-05-23
Accepted Time:: 2013-05-23 19:15:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1095996	William Lyon Homes	WLH	Operative Builders (1531)	330864902

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1316580	Luxor Capital Group, Lp	1114 Avenue Of The Americas 29Th Floor New York NY 10036	No	No	Yes	No
1356913	Ltd Offshore Partners Capital Luxor	C/O M&Amp;C Corporate Svcs Ltd Po Box 309 Gt Ugland House George Town E9 00000	No	No	Yes	No
1393021	Luxor Capital Partners, Lp	1114 Avenue Of The Americas 29Th Floor New York NY 10036	No	No	Yes	No
1434200	Ltd Offshore Spectrum Luxor	C/O Maples Corporate Services Ltd P.o. Box 309 Gt George Town E9 KY1-1104	No	No	Yes	No
1479129	Luxor Wavefront, Lp	1114 Avenue Of The Americas 29Th Floor New York NY 10036	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2013-05-21	709,322	$0.00	1,873,445	No	4	C	Direct
Class A Common Stock	Acquisiton	2013-05-21	80,689	$0.00	418,964	No	4	C	Direct
Class A Common Stock	Acquisiton	2013-05-21	391,258	$0.00	1,482,233	No	4	C	Direct
Class A Common Stock	Acquisiton	2013-05-21	90,506	$0.00	295,214	No	4	C	Direct
Class A Common Stock	Acquisiton	2013-05-21	75,941	$0.00	199,994	No	4	C	Indirect	See
Class A Common Stock	Acquisiton	2013-05-21	3,126,225	$0.00	4,999,670	No	4	C	Direct
Class A Common Stock	Acquisiton	2013-05-21	530,442	$0.00	949,406	No	4	C	Direct
Class A Common Stock	Acquisiton	2013-05-21	2,572,097	$0.00	4,054,330	No	4	C	Direct
Class A Common Stock	Acquisiton	2013-05-21	594,980	$0.00	890,194	No	4	C	Direct
Class A Common Stock	Acquisiton	2013-05-21	328,706	$0.00	528,700	No	4	C	Indirect	See
Class A Common Stock	Disposition	2013-05-21	1,951,950	$25.00	3,047,720	No	4	S	Direct
Class A Common Stock	Disposition	2013-05-21	552,725	$25.00	337,469	No	4	S	Direct
Class A Common Stock	Disposition	2013-05-21	322,825	$25.00	205,875	No	4	S	Indirect	See

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Indirect	See
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Indirect	See
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	See

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class C Common Stock	Disposition	2013-05-21	5,851,909	$0.00	709,322	$0.00
Class A Common Stock	Class C Common Stock	Disposition	2013-05-21	665,684	$0.00	80,689	$0.00
Class A Common Stock	Class C Common Stock	Disposition	2013-05-21	3,227,879	$0.00	391,258	$0.00
Class A Common Stock	Class C Common Stock	Disposition	2013-05-21	746,675	$0.00	90,506	$0.00
Class A Common Stock	Class C Common Stock	Disposition	2013-05-21	626,517	$0.00	75,941	$0.00
Class A Common Stock	Convertible Preferred Stock	Disposition	2013-05-21	25,791,356	$0.00	3,126,225	$0.00
Class A Common Stock	Convertible Preferred Stock	Disposition	2013-05-21	4,376,147	$0.00	530,442	$0.00
Class A Common Stock	Convertible Preferred Stock	Disposition	2013-05-21	21,219,798	$0.00	2,572,097	$0.00
Class A Common Stock	Convertible Preferred Stock	Disposition	2013-05-21	4,908,581	$0.00	594,980	$0.00
Class A Common Stock	Convertible Preferred Stock	Disposition	2013-05-21	2,711,823	$0.00	328,706	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Indirect
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Indirect

Footnotes

Reflects the number of shares of Class A Common Stock after taking into account the issuer's 1:8.25 reverse stock split.
Immediately prior to the consummation of the initial public offering of the issuer's Class A Common Stock, the Class C Common Stock and the Convertible Preferred Stock automatically converted into Class A Common Stock. The issuer's initial public offering of its Class A Common Stock closed on May 21, 2013.
Reflects the securities of the issuer owned directly by Luxor Capital Partners, LP (the "Onshore Fund").
Reflects the securities of the issuer owned directly by Luxor Wavefront, LP (the "Wavefront Fund").
Reflects the securities of the issuer owned directly by Luxor Capital II Company (the "Capital II Company"). The Capital II Company is a subsidiary of Luxor Capital Partners Offshore Master Fund, LP (the "Offshore Master Fund"). The Offshore Master Fund is a subsidiary of Luxor Capital Partners Offshore, Ltd. (the "Offshore Feeder Fund").
Reflects the securities of the issuer owned directly by Luxor Spectrum Offshore Master Fund, LP (the "Spectrum Offshore Master Fund"). The Spectrum Offshore Master Fund is a subsidiary of Luxor Spectrum Offshore, Ltd. (the "Spectrum Offshore Feeder Fund").
Reflects the securities of the issuer held in an account managed separately (the "Separately Managed Account") by Luxor Capital Group, LP ("Luxor Capital Group").
Luxor Capital Group acts as the investment manager of the Onshore Fund, the Wavefront Fund, the Offshore Master Fund, the Offshore Feeder Fund, the Spectrum Offshore Master Fund and the Spectrum Offshore Feeder Fund (collectively, the "Luxor Funds") and the Separately Managed Account. Luxor Management, LLC ("Luxor Management") is the general partner of Luxor Capital Group. Mr. Leone is the managing member of Luxor Management. LCG Holdings, LLC ("LCG Holdings") is the general partner of the Onshore Fund, the Wavefront Fund, the Offshore Master Fund and the Offshore Spectrum Master Fund. Mr. Leone is the managing member of LCG Holdings.
Luxor Capital Group, Luxor Management and Mr. Leone may each be deemed to indirectly beneficially own the shares of common stock held by the Luxor Funds, the Capital II Company and the Separately Managed Account. LCG Holdings may be deemed to indirectly beneficially own the shares of common stock held by the Onshore Fund, the Wavefront Fund, the Capital II Company, the Offshore Master Fund and the Spectrum Offshore Master Fund. For purposes of this Form 4, Luxor Capital Group, Luxor Management, LCG Holdings and Mr. Leone each disclaims beneficial ownership of the shares of common stock owned by the Luxor Funds, the Capital II Company and the Separately Managed Account, except to the extent of their or his pecuniary interest therein.