Filing Details
- Accession Number:
- 0001181431-13-030308
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-23 18:27:13
- Reporting Period:
- 2013-05-22
- Filing Date:
- 2013-05-23
- Accepted Time:
- 2013-05-23 18:27:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1303652 | Tableau Software Inc | DATA | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1302106 | D Ryan Drant | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-05-22 | 2,000,000 | $0.00 | 2,000,000 | No | 4 | C | Indirect | See Note 3 |
Class A Common Stock | Disposition | 2013-05-22 | 2,000,000 | $28.83 | 0 | No | 4 | S | Indirect | See Note 3 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Note 3 |
No | 4 | S | Indirect | See Note 3 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Series A Preferred Stock | Disposition | 2013-05-22 | 10,602,127 | $0.00 | 10,602,127 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2013-05-22 | 10,602,127 | $0.00 | 10,602,127 | $0.00 |
Class B Common Stock | Series B Preferred Stock | Disposition | 2013-05-22 | 6,541,485 | $0.00 | 6,541,485 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2013-05-22 | 6,541,485 | $0.00 | 6,541,485 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2013-05-22 | 2,000,000 | $0.00 | 19,551,278 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
13,009,793 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
19,551,278 | No | 4 | C | Indirect | ||
17,551,278 | No | 4 | C | Indirect |
Footnotes
- Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the issuer's amended and restated certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
- Not applicable.
- The Reporting Person is a manager of NEA 11 GP, LLC, which is the sole general partner of NEA Partners 11, Limited Partnership ("NEA Partners 11"). NEA Partners 11 is the sole general partner of New Enterprise Associates 11, Limited Partnership ("NEA 11"), the direct beneficial owner of the Shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the Shares held by NEA 11, except to the extent of his pecuniary interest therein.
- Each share of Series A and Series B Preferred Stock automatically converted into shares of Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date.