Filing Details
- Accession Number:
- 0001127602-13-018017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-23 16:58:09
- Reporting Period:
- 2013-05-21
- Filing Date:
- 2013-05-23
- Accepted Time:
- 2013-05-23 16:58:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
354190 | Gallagher Arthur J & Co | AJG | Insurance Agents, Brokers & Service (6411) | 362151613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185998 | C Richard Cary | Arthur J. Gallagher &Amp; Co. Two Pierce Place Itasca IL 60143 | Controller, Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-21 | 2,750 | $28.65 | 30,596 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-21 | 2,931 | $23.76 | 33,527 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-21 | 1,352 | $33.28 | 34,879 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-21 | 9,000 | $29.42 | 43,879 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-21 | 8,000 | $27.25 | 51,879 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-21 | 24,034 | $45.21 | 27,845 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-05-21 | 19,722 | $0.00 | 42,400 | No | 4 | A | Indirect | Age 62 Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Indirect | Age 62 Plan |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option | Disposition | 2013-05-21 | 2,750 | $0.00 | 2,750 | $28.65 |
Common Stock | Non-qualified Stock Option | Disposition | 2013-05-21 | 2,931 | $0.00 | 2,931 | $23.76 |
Common Stock | Non-qualified Stock Option | Disposition | 2013-05-21 | 1,352 | $0.00 | 1,352 | $33.28 |
Common Stock | Non-qualified Stock Option | Disposition | 2013-05-21 | 9,000 | $0.00 | 9,000 | $29.42 |
Common Stock | Non-qualified Stock Option | Disposition | 2013-05-21 | 8,000 | $0.00 | 8,000 | $27.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-05-15 | No | 4 | M | Direct | |
0 | 2018-03-05 | No | 4 | M | Direct | |
150 | 2005-01-01 | 2014-03-31 | No | 4 | M | Direct |
1,000 | 2014-07-21 | No | 4 | M | Direct | |
2,000 | 2015-07-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (Restricted) | 4,265 | Direct |
Footnotes
- The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $45.15 to $45.55. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This reported acquisition of stock resulted from the Company's allocation of the reporting person's unvested account balance in the "Age 62 Plan," one of the Company's nonqualified deferred compensation plans, to an account tied to the value of the Company's common stock. Under the Age 62 Plan, the Company contributes to the plan on the participant's behalf, and awards deemed invested in the Company's common stock must be settled in shares of Company common stock. Participants do not vest in awards until they attain age 62, and do not have investment or voting control with respect to the investment vehicles in which their account balance is deemed invested. The reported shares of stock were allocated to the reporting person's account under the Age 62 Plan as of May 21, 2013.
- The stock option becomes exercisable 20% each year on the anniversary of the grant date.
- The stock option becomes exercisable 10% each year, commencing January 1 after the date of grant.