Filing Details
- Accession Number:
- 0000092380-13-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-23 17:20:01
- Reporting Period:
- 2013-05-22
- Filing Date:
- 2013-05-23
- Accepted Time:
- 2013-05-23 16:20:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 92380 | Southwest Airlines Co | LUV | Air Transportation, Scheduled (4512) | 741563240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558014 | Tammy Romo | Southwest Airlines Co. 2702 Love Field Drive Dallas TX 75235 | Sr Vp Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-05-22 | 10,500 | $14.23 | 82,585 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-22 | 1,500 | $14.23 | 81,085 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-22 | 26,926 | $6.75 | 108,011 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-22 | 7,300 | $14.21 | 100,711 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-22 | 1,600 | $14.21 | 99,111 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-22 | 1,000 | $14.22 | 98,111 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-22 | 1,400 | $14.22 | 96,711 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-22 | 12,726 | $14.23 | 83,985 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-22 | 1,300 | $14.23 | 82,685 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-22 | 1,600 | $14.24 | 81,085 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2013-05-22 | 26,926 | $0.00 | 26,926 | $6.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,074 | 2019-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,264 | Indirect | By ProfitSharing Plan |
Footnotes
- Holdings reflect exempt transactions under the Issuer's ProfitSharing Plan.
- The option vested in installments and was 100% vested at the time of exercise.
Billionaire Hedge Funds
