Filing Details
- Accession Number:
- 0001179110-13-008944
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-23 14:23:23
- Reporting Period:
- 2013-05-21
- Filing Date:
- 2013-05-23
- Accepted Time:
- 2013-05-23 14:23:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1532543 | Everyware Global Inc. | EVRY | Blank Checks (6770) | 453414553 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1134119 | Clinton Group Inc | 601 Lexington Avenue New York NY 10022 | No | No | Yes | No | |
1460154 | Ltd Fund Magnolia Clinton | C/O Fortis Services (Cayman) Limited Po Box 2003 Gt Grand Cayman E9 KY1-1104 | No | No | Yes | No | |
1577072 | Clinton Spotlight Master Fund Lp | 601 Lexington Avenue New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-21 | 1,050,000 | $10.00 | 2,913,000 | No | 4 | P | Indirect | See Footnote. |
Common Stock | Acquisiton | 2013-05-21 | 600,000 | $10.00 | 600,000 | No | 4 | P | Indirect | See Footnote. |
Common Stock | Acquisiton | 2013-05-22 | 5,000 | $10.25 | 2,918,000 | No | 4 | P | Indirect | See Footnote. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote. |
No | 4 | P | Indirect | See Footnote. |
No | 4 | P | Indirect | See Footnote. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to Purchase Common Stock | Disposition | 2013-05-21 | 300,000 | $0.00 | 300,000 | $12.00 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2013-05-21 | 300,000 | $0.00 | 300,000 | $12.00 |
Common Stock | Warratns to Purchase Common Stock | Disposition | 2013-05-21 | 4,423,851 | $0.00 | 4,423,851 | $12.00 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2013-05-21 | 2,211,925 | $0.00 | 2,211,925 | $6.00 |
Common Stock | Warrants to Purchase Common Stock | Disposition | 2013-05-21 | 300,000 | $0.00 | 300,000 | $12.00 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2013-05-21 | 150,000 | $0.00 | 150,000 | $6.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,423,851 | No | 4 | J | Indirect | ||
300,000 | No | 4 | J | Indirect | ||
0 | No | 4 | J | Indirect | ||
2,211,925 | No | 4 | J | Indirect | ||
0 | No | 4 | J | Indirect | ||
150,000 | No | 4 | J | Indirect |
Footnotes
- By Clinton Magnolia Master Fund, Ltd., whose investment manager is Clinton Group, Inc.
- By Clinton Spotlight Master Fund, L.P., whose investment manager is Clinton Group, Inc.,
- The warrants were transferred from one affiliate of the reporting person to another.
- The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or twelve months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the warrants and a current prospectus relating to them is available.
- Five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
- All of the issuer's warrants were amended to reduce the number of shares and their exercise price in half.
- Up to 547,913 of such shares shall be subject to forfeiture as follows: (i) all of the shares shall be subject to forfeiture by the holder in the event that the last sales price of the Issuer's stock does not equal or exceed $12.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period within 5 years following the closing of the Issuer's initial business combination, and (ii) 282,225 shares shall be subject to forfeiture by the holder in the event that the last sales price of the Issuer's stock does not equal or exceed $15.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period within 5 years following the closing of the Issuer's initial business combination.