Filing Details
- Accession Number:
- 0001209191-13-028344
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-23 13:50:21
- Reporting Period:
- 2013-05-21
- Filing Date:
- 2013-05-23
- Accepted Time:
- 2013-05-23 13:50:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1430592 | Financial Engines Inc. | FNGN | Investment Advice (6282) | 943250323 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1477045 | R. Blake Grossman | 1050 Enterprise Way 3Rd Floor Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-05-21 | 10,000 | $43.60 | 16,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2013-05-22 | 5,000 | $0.00 | 5,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,000 | No | 4 | A | Direct |
Footnotes
- The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.546 to $43.665 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
- The restricted stock units vest in four equal annual installments beginning 05/22/14.