Filing Details

Accession Number:
0001209191-13-028344
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-23 13:50:21
Reporting Period:
2013-05-21
Filing Date:
2013-05-23
Accepted Time:
2013-05-23 13:50:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1430592 Financial Engines Inc. FNGN Investment Advice (6282) 943250323
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477045 R. Blake Grossman 1050 Enterprise Way
3Rd Floor
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-21 10,000 $43.60 16,250 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2013-05-22 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 No 4 A Direct
Footnotes
  1. The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.546 to $43.665 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
  3. The restricted stock units vest in four equal annual installments beginning 05/22/14.