Filing Details
- Accession Number:
- 0001206774-13-001910
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-23 13:07:41
- Reporting Period:
- 2013-05-22
- Filing Date:
- 2013-05-23
- Accepted Time:
- 2013-05-23 13:07:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122342 | Alliance Fiber Optic Products Inc | AFOP | Semiconductors & Related Devices (3674) | 770554122 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254535 | Yih Gwong Lee | C/O Alliance Fiber Optic Products, Inc. 275 Gibraltar Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-05-22 | 6,000 | $18.32 | 12,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (Right to buy) | Acquisiton | 2013-05-22 | 6,000 | $12.05 | 6,000 | $12.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,000 | 2006-11-18 | 2017-07-30 | No | 4 | M | Direct |
Footnotes
- The total 6,000 shares of common stock were granted on July 30, 2007. The option vests as to one thirty-sixth of the shares on November 18, 2006 and an additional one thirty-sixth of the shares vest on the first day of each full month thereafter.
Billionaire Hedge Funds
