Filing Details
- Accession Number:
- 0001225208-13-013024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-23 09:29:02
- Reporting Period:
- 2013-05-21
- Filing Date:
- 2013-05-23
- Accepted Time:
- 2013-05-23 09:29:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
29915 | Dow Chemical Co | DOW | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 381285128 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1490029 | R James Fitterling | 2030 Dow Center Midland MI 48674 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2013-05-21 | 46,720 | $9.53 | 220,593 | No | 4 | M | Direct | |
Common | Disposition | 2013-05-21 | 46,720 | $35.90 | 173,873 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-21 | 46,720 | $0.00 | 46,720 | $9.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,000 | 2019-02-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common | 979 | Indirect | By 401(k) Plan |
Common | 2,603 | Indirect | By 401(k) Plan ESOP |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on February 28, 2013.
- The number of shares are aggregated for sales occuring within a $1.00 price range on the same date. The price represents the weighted average sale price for all aggregated transactions. The actual prices ranged from $35.90 to $35.91. Full information regarding the aggregated transactions will be made available upon request.
- Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights.
- The options vested in three equal annual installments beginning on February 13, 2010.