Filing Details
- Accession Number:
- 0001144204-13-031179
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-22 21:30:33
- Reporting Period:
- 2013-05-20
- Filing Date:
- 2013-05-22
- Accepted Time:
- 2013-05-22 21:30:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1270073 | Intercept Pharmaceuticals Inc | ICPT | Pharmaceutical Preparations (2834) | 223868459 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353128 | Gayle Barbara Duncan | C/O Intercept Pharmaceuticals, Inc. 18 Desbrosses Street New York NY 10013 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-20 | 4,327 | $21.50 | 11,141 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-20 | 23,873 | $8.67 | 35,014 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-20 | 28,000 | $34.50 | 7,014 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-20 | 100 | $34.50 | 6,914 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-20 | 100 | $34.50 | 6,814 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | Disposition | 2013-05-20 | 4,327 | $0.00 | 4,327 | $21.50 |
| Common Stock | Options to Purchase Common Stock | Disposition | 2013-05-20 | 23,873 | $0.00 | 23,873 | $8.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,519 | 2022-11-16 | No | 4 | M | Direct | |
| 23,722 | 2020-08-16 | No | 4 | M | Direct |
Footnotes
- The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 20, 2013.
- 2.0833% of shares originally underlying the option vest on a monthly basis through January 1, 2016, subject to the terms and conditions of the award and the Issuer's 2012 Equity Incentive Plan.
- 2.0833% of shares originally underlying the option vest on a monthly basis through December 31, 2013, subject to the terms and conditions of the award and the Issuer's 2003 Stock Incentive Plan.
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