Filing Details

Accession Number:
0001234452-13-000217
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-22 18:19:54
Reporting Period:
2013-05-20
Filing Date:
2013-05-22
Accepted Time:
2013-05-22 18:19:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1525498 S Matthew Grob 5775 Morehouse Dr.
San Diego CA 92121-1714
Evp & Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-20 5,161 $0.00 7,325 No 4 M Direct
Common Stock Disposition 2013-05-20 2,693 $66.10 4,631 No 4 F Direct
Common Stock Acquisiton 2013-05-20 11,025 $0.00 15,656 No 4 M Direct
Common Stock Disposition 2013-05-20 5,753 $66.10 9,902 No 4 F Direct
Common Stock Acquisiton 2013-05-20 4,700 $34.99 4,700 No 4 M Indirect by Trust
Common Stock Disposition 2013-05-20 4,700 $66.33 0 No 4 S Indirect by Trust
Common Stock Acquisiton 2013-05-20 600 $37.99 600 No 4 M Indirect by Trust
Common Stock Disposition 2013-05-20 600 $66.33 0 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Indirect by Trust
No 4 S Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-20 4,700 $0.00 4,700 $34.99
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-20 600 $0.00 600 $37.99
Common Stock Restricted Stock Unit Disposition 2013-05-20 10,724 $0.00 10,724 $1.00
Common Stock Restricted Stock Unit Disposition 2013-05-20 4,821 $0.00 4,821 $1.00
Common Stock Restricted Stock Unit Disposition 2013-05-20 641 $0.00 641 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,000 2018-10-23 No 4 M Direct
44,400 2016-10-26 No 4 M Direct
0 2020-05-20 No 4 M Direct
5,161 2021-05-20 No 4 M Direct
1,308 No 4 M Direct
Footnotes
  1. Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
  2. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
  3. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
  4. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.
  5. Amount includes dividend equivalents earned on vested restricted stock units.
  6. These shares are represented by restricted stock units. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
  7. These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
  8. These dividend equivalents vest the same as the underlying restricted stock units.