Filing Details
- Accession Number:
- 0001234452-13-000217
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-22 18:19:54
- Reporting Period:
- 2013-05-20
- Filing Date:
- 2013-05-22
- Accepted Time:
- 2013-05-22 18:19:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1525498 | S Matthew Grob | 5775 Morehouse Dr. San Diego CA 92121-1714 | Evp & Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-20 | 5,161 | $0.00 | 7,325 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-20 | 2,693 | $66.10 | 4,631 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-05-20 | 11,025 | $0.00 | 15,656 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-20 | 5,753 | $66.10 | 9,902 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-05-20 | 4,700 | $34.99 | 4,700 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2013-05-20 | 4,700 | $66.33 | 0 | No | 4 | S | Indirect | by Trust |
Common Stock | Acquisiton | 2013-05-20 | 600 | $37.99 | 600 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2013-05-20 | 600 | $66.33 | 0 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-20 | 4,700 | $0.00 | 4,700 | $34.99 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-20 | 600 | $0.00 | 600 | $37.99 |
Common Stock | Restricted Stock Unit | Disposition | 2013-05-20 | 10,724 | $0.00 | 10,724 | $1.00 |
Common Stock | Restricted Stock Unit | Disposition | 2013-05-20 | 4,821 | $0.00 | 4,821 | $1.00 |
Common Stock | Restricted Stock Unit | Disposition | 2013-05-20 | 641 | $0.00 | 641 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,000 | 2018-10-23 | No | 4 | M | Direct | |
44,400 | 2016-10-26 | No | 4 | M | Direct | |
0 | 2020-05-20 | No | 4 | M | Direct | |
5,161 | 2021-05-20 | No | 4 | M | Direct | |
1,308 | No | 4 | M | Direct |
Footnotes
- Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.
- Amount includes dividend equivalents earned on vested restricted stock units.
- These shares are represented by restricted stock units. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
- These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
- These dividend equivalents vest the same as the underlying restricted stock units.