Home > Insider Trading > Filing (0001127602-13-017873)

Filing Details

Accession Number:: 0001127602-13-017873
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-22 17:19:34
Reporting Period:: 2013-05-21

Filing Date:: 2013-05-22
Accepted Time:: 2013-05-22 17:19:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91440	Snap-On Inc	SNA	Cutlery, Handtools & General Hardware (3420)	390622040

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1390311	Iain Boyd	Snap-On Incorporated 2801 80Th Street Kenosha WI 53143	Vp - Human Resources	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-05-21	6,354	$91.50	1,029	No	4	S	Direct
Common Stock	Disposition	2013-05-21	614	$91.54	414	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	552	Indirect	By 401(k) Plan

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$50.22	2010-02-15	2017-02-15	5,400	5,400	Direct
Common Stock	Stock Option (Right to Buy)	$51.75	2011-02-13	2018-02-13	6,480	6,480	Direct
Common Stock	Stock Option (Right to Buy)	$29.69	2012-02-11	2019-02-11	2,160	2,160	Direct
Common Stock	Stock Option (Right to Buy)	$41.01	2013-02-10	2020-02-10	6,500	6,500	Direct
Common Stock	Stock Option (Right to Buy)	$58.94	2012-02-09	2021-02-09	10,000	10,000	Direct
Common Stock	Stock Option (Right to Buy)	$60.00	2013-02-08	2022-02-08	12,000	12,000	Direct
Common Stock	Stock Option (Right to Buy)	$79.04	2014-02-13	2023-02-13	13,000	13,000	Direct
Common Stock	Restricted Stock Units	$0.00			3,851	3,851	Direct
Common Stock	Restricted Stock Units	$0.00			2,574	2,574	Direct
Common Stock	Restricted Stock Units	$0.00			2,103	2,103	Direct
Common Stock	Performance Units	$0.00			2,411	2,411	Direct
Common Stock	Performance Units	$0.00			2,929	2,929	Direct
Common Stock	Performance Units	$0.00			2,104	2,104	Direct
Common Stock	Deferred Stock Units	$0.00			308	308	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-02-15	5,400	5,400	Direct
2018-02-13	6,480	6,480	Direct
2019-02-11	2,160	2,160	Direct
2020-02-10	6,500	6,500	Direct
2021-02-09	10,000	10,000	Direct
2022-02-08	12,000	12,000	Direct
2023-02-13	13,000	13,000	Direct
	3,851	3,851	Direct
	2,574	2,574	Direct
	2,103	2,103	Direct
	2,411	2,411	Direct
	2,929	2,929	Direct
	2,104	2,104	Direct
	308	308	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $91.16 to $91.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Includes shares acquired under the Snap-on Incorporated Employee Stock Owership Plan and a dividend reinvestment and direct stock purchase plan.
This transaction was executed in multiple trades at prices ranging from $91.52 to $91.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
This information is based on a plan statement dated March 31, 2013.
Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
1 for 1.
The restricted stock units were earned based on company performance during fiscal 2011. Assuming continued employment through the end of fiscal 2013, the units will then vest in one installment and the shares will be issued shortly thereafter.
The restricted stock units were earned based on company performance during fiscal 2012. Assuming continued employment through the end of fiscal 2014, the units will then vest in one installment and the shares will be issued shortly thereafter.
The restricted stock units may be earned based on the achievement of certain company goals during fiscal 2013. Assuming continued employment through the end of fiscal 2015, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
If the company achieves certain goals over the 2011-2013 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
If the company achieves certain goals over the 2012-2014 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
If the company achieves certain goals over the 2013-2015 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
Payment will begin within 30 days first beginning after the earliest of the date specified in advance of the deferral by the reporting person, death, disability, retirement or termination of employment.