Filing Details

Accession Number:
0001237899-13-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-22 17:12:28
Reporting Period:
2013-05-20
Filing Date:
2013-05-22
Accepted Time:
2013-05-22 17:12:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
872589 Regeneron Pharmaceuticals Inc REGN Pharmaceutical Preparations (2834) 133444607
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1226435 A Murray Goldberg 777 Old Saw Mill River Road
Tarrytown NY 10591
Svp Finance And Admin Cfo And No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-21 1,777 $255.52 123,612 No 4 S Direct
Common Stock Disposition 2013-05-21 9,561 $256.61 114,051 No 4 S Direct
Common Stock Disposition 2013-05-21 3,516 $257.59 110,535 No 4 S Direct
Common Stock Disposition 2013-05-21 8,989 $258.54 101,546 No 4 S Direct
Common Stock Disposition 2013-05-21 8,566 $259.48 92,980 No 4 S Direct
Common Stock Disposition 2013-05-21 18,542 $260.57 74,438 No 4 S Direct
Common Stock Disposition 2013-05-21 8,774 $261.36 65,664 No 4 S Direct
Common Stock Disposition 2013-05-21 1,910 $262.14 63,754 No 4 S Direct
Common Stock Disposition 2013-05-21 2,200 $263.89 61,554 No 4 S Direct
Common Stock Disposition 2013-05-21 3,000 $264.61 58,554 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2013-05-21 952 $0.00 952 $16.80
Common Stock Incentive Stock Option (right to buy) Disposition 2013-05-21 3,071 $0.00 3,071 $20.32
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-20 12,798 $0.00 12,798 $16.80
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-20 16,250 $0.00 16,250 $16.80
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-20 20,000 $0.00 20,000 $16.80
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-20 20,000 $0.00 20,000 $16.80
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-20 50,000 $0.00 50,000 $21.25
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-20 6,250 $0.00 6,250 $21.25
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-20 15,000 $0.00 15,000 $21.25
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-20 3,750 $0.00 3,750 $21.25
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-20 3,919 $0.00 3,919 $53.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2018-12-17 No 4 M Direct
0 2016-12-18 No 4 M Direct
56,250 2018-12-17 No 4 M Direct
40,000 2018-12-17 No 4 M Direct
20,000 2018-12-17 No 4 M Direct
0 2018-12-17 No 4 M Direct
29,670 2019-12-18 No 4 M Direct
23,420 2019-12-18 No 4 M Direct
8,420 2019-12-18 No 4 M Direct
4,670 2019-12-18 No 4 M Direct
0 2011-07-27 2014-12-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,618 Indirect By 401(k) Plan
Common Stock 750 Indirect by Spouse
Footnotes
  1. Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
  2. Represents volume-weighted average price of sales of 1,777 shares of Company stock on May 21, 2013 at prices ranging from $255.29 to $255.85. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 21, 2013 at each separate price.
  3. Represents volume-weighted average price of sales of 9,561 shares of Company stock on May 21, 2013 at prices ranging from $256.26 to $256.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 21, 2013 at each separate price.
  4. Represents volume-weighted average price of sales of 3,516 shares of Company stock on May 21, 2013 at prices ranging from $257.15 to $257.90. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 21, 2013 at each separate price.
  5. Represents volume-weighted average price of sales of 8,989 shares of Company stock on May 21, 2013 at prices ranging from $258.00 to $258.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 21, 2013 at each separate price.
  6. Represents volume-weighted average price of sales of 8,566 shares of Company stock on May 21, 2013 at prices ranging from $259.00 to $259.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 21, 2013 at each separate price.
  7. Represents volume-weighted average price of sales of 18,542 shares of Company stock on May 21, 2013 at prices ranging from $260.00 to $260.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 21, 2013 at each separate price.
  8. Represents volume-weighted average price of sales of 8,774 shares of Company stock on May 21, 2013 at prices ranging from $261.00 to $261.73. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 21, 2013 at each separate price.
  9. Represents volume-weighted average price of sales of 1,910 shares of Company stock on May 21, 2013 at prices ranging from $262.06 to $262.23. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 21, 2013 at each separate price.
  10. Represents volume-weighted average price of sales of 2,200 shares of Company stock on May 21, 2013 at prices ranging from $263.58 to $263.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 21, 2013 at each separate price.
  11. Represents volume-weighted average price of sales of 3,000 shares of Company stock on May 21, 2013 at prices ranging from $264.26 to $264.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 21, 2013 at each separate price.
  12. The stock option award (combined incentive stock option and non-qualified stock option) vests in four equal annual installments, commencing one year after the date of grant.
  13. Exercisable date, exercise date, exercise price, purchase price, sales price, and/or expiration date is/are not applicable in this case.
  14. On December 17, 2008, the reporting person was granted an option to purchase 56,250 shares of Common Stock. The option was eligible to vest, partially or in full, on December 31, 2011, based on the extent to which the company satisfied certain performance criteria. The performance criteria were met and the option vested as to all shares.
  15. On December 14, 2009, the reporting person was granted an option to purchase 56,250 shares of Common Stock. The option was eligible to vest, partially or in full, on December 31, 2012, based on the extent to which the company satisfied certain performance criteria. The performance criteria were met and the option vested as to all shares.