Filing Details
- Accession Number:
- 0000356028-13-000094
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-05-22 16:58:49
- Reporting Period:
- 2013-05-13
- Filing Date:
- 2013-05-22
- Accepted Time:
- 2013-05-22 16:58:49
- Original Submission Date:
- 2013-05-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
356028 | Ca Inc. | CA | Services-Prepackaged Software (7372) | 132857434 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1405285 | Jacob Lamm | One Ca Plaza Islandia NY 11749 | Evp, Strategy & Corporate Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.10 Par Value | Acquisiton | 2013-05-14 | 28,286 | $21.77 | 81,766 | No | 4 | M | Direct | |
Common Stock, $.10 Par Value | Acquisiton | 2013-05-14 | 10,000 | $24.28 | 91,766 | No | 4 | M | Direct | |
Common Stock, $.10 Par Value | Acquisiton | 2013-05-14 | 16,040 | $19.46 | 107,806 | No | 4 | M | Direct | |
Common Stock, $.10 Par Value | Acquisiton | 2013-05-14 | 8,430 | $21.78 | 116,236 | No | 4 | M | Direct | |
Common Stock, $.10 Par Value | Disposition | 2013-05-14 | 77,225 | $27.15 | 39,011 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Acquisiton | 2013-05-13 | 62,379 | $0.00 | 62,379 | $26.98 |
Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-05-14 | 28,286 | $0.00 | 28,286 | $21.77 |
Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-05-14 | 10,000 | $0.00 | 10,000 | $24.28 |
Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-05-14 | 16,040 | $0.00 | 16,040 | $19.46 |
Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-05-14 | 8,430 | $0.00 | 8,430 | $21.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
62,379 | 2023-05-13 | No | 4 | A | Direct | |
0 | 2016-08-02 | No | 4 | M | Direct | |
0 | 2016-09-14 | No | 4 | M | Direct | |
15,566 | 2017-06-25 | No | 4 | M | Direct | |
16,362 | 2018-06-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.10 Par Value | 164 | Indirect | 401(k) Plan |
Footnotes
- The transactions reported on this line were effected pursuant to a Rule 10b5-1 trading plan.
- Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $26.970 to $27.275.
- The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of May 7, 2013.
- This option becomes exercisable over three years as follows: 34% on May 13, 2014, 33% on May 13, 2015 and 33% on May 13, 2016.
- This option became exercisable over a three-year period as follows: 34% on August 2, 2007, 33% on August 2, 2008 and 33% on August 2, 2009.
- This option became exercisable over a three-year period as follows: 34% on September 14, 2007, 33% on September 14, 2008 and 33% on September 14, 2009.
- This option becomes exercisable over a three-year period as follows: 34% on June 25, 2011, 33% on June 25, 2012 and 33% on June 25, 2013.
- This option becomes exercisable over a three-year period as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014.