Filing Details
- Accession Number:
- 0000842295-13-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-22 16:53:53
- Reporting Period:
- 2013-05-22
- Filing Date:
- 2013-05-22
- Accepted Time:
- 2013-05-22 16:53:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
842295 | Tor Minerals International Inc | TORM | Industrial Inorganic Chemicals (2810) | 742081929 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1268223 | H David Hartman | 722 Burleson Street Corpus Christi TX 78402 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-22 | 2,000 | $11.05 | 307,340 | No | 4 | P | Indirect | Trustee |
Common Stock | Acquisiton | 2013-05-22 | 500 | $11.10 | 307,840 | No | 4 | P | Indirect | Trustee |
Common Stock | Acquisiton | 2013-05-22 | 500 | $13.20 | 308,340 | No | 4 | P | Indirect | TRUSTEE |
Common Stock | Acquisiton | 2013-05-22 | 500 | $10.45 | 308,840 | No | 4 | P | Indirect | TRUSTEE |
Common Stock | Acquisiton | 2013-05-22 | 500 | $2.70 | 309,340 | No | 4 | P | Indirect | TRUSTEE |
Common Stock | Acquisiton | 2013-05-22 | 633 | $7.50 | 309,973 | No | 4 | P | Indirect | TRUSTEE |
Common Stock | Acquisiton | 2013-05-22 | 500 | $7.63 | 310,473 | No | 4 | P | Indirect | TRUSTEE |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Trustee |
No | 4 | P | Indirect | Trustee |
No | 4 | P | Indirect | TRUSTEE |
No | 4 | P | Indirect | TRUSTEE |
No | 4 | P | Indirect | TRUSTEE |
No | 4 | P | Indirect | TRUSTEE |
No | 4 | P | Indirect | TRUSTEE |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | OPTION RIGHT TO BUY | Disposition | 2013-05-22 | 2,000 | $11.05 | 2,000 | $11.05 |
Common Stock | OPTION RIGHT TO BUY | Disposition | 2013-05-22 | 500 | $11.10 | 500 | $11.10 |
Common Stock | OPTION RIGHT TO BUY | Disposition | 2013-05-22 | 500 | $13.20 | 500 | $13.20 |
Common Stock | OPTION RIGHT TO BUY | Disposition | 2013-05-22 | 500 | $10.45 | 500 | $10.45 |
Common Stock | OPTION RIGHT TO BUY | Disposition | 2013-05-22 | 500 | $2.70 | 500 | $2.70 |
Common Stock | OPTION RIGHT TO BUY | Disposition | 2013-05-22 | 633 | $7.50 | 633 | $7.50 |
Common Stock | OPTION RIGHT TO BUY | Disposition | 2013-05-22 | 500 | $7.63 | 500 | $7.63 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-05-23 | 2013-05-23 | No | 4 | X | Direct |
0 | 2006-05-15 | 2016-05-15 | No | 4 | X | Direct |
0 | 2007-05-21 | 2017-05-21 | No | 4 | O | Direct |
0 | 2008-05-27 | 2018-05-27 | No | 4 | X | Direct |
0 | 2009-08-24 | 2019-08-24 | No | 4 | X | Direct |
0 | 2010-06-18 | 2018-06-18 | No | 4 | X | Direct |
0 | 2010-06-21 | 2020-06-21 | No | 4 | X | Direct |
Footnotes
- Exercise of 2000 stock options at an exercise price of $11.05, granted May 23, 2003 and expire May 23, 2013
- Exercise of 500 stock options with an exercise price of $11.10 granted May 15, 2006 and expire May 15, 2016
- Exercise of 500 stock options with an exercise price of $13.20, granted May 21, 2007 and expire May 21, 2017. On date of exercise, options were under the water.
- Exercise of 500 stock options with an exercise price of $10.45, granted on May 27, 2008 and expire May 27, 2018.
- Exercise of 500 stock options with an exercise price of $2.70, granted August 24, 2009 and expire August 24, 2019
- Exercise of 633 stock options with an exercise price of $7.50, granted June 18, 2010 and expire June 18, 2020
- Exercise of 500 stock options with an exercise price of $7.63, granted June 21, 2010 and expire on June 21, 2020
- Beneficial ownership consists of 304,340 shares owned by The Hartman Family Revocable Trust (the "Trust") of which Mr. Hartman and his wife, Claudette, are Co-Trustees.The remaining shares are owned directly by Mr. Hartman.