Filing Details
- Accession Number:
- 0001181431-13-029746
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-22 16:21:33
- Reporting Period:
- 2013-05-21
- Filing Date:
- 2013-05-22
- Accepted Time:
- 2013-05-22 16:21:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815065 | Steris Corp | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 341482024 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236375 | L William Aamoth | 5960 Heisley Road Mentor OH 44060 | V P - Corporate Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Acquisiton | 2013-05-21 | 4,650 | $30.84 | 12,677 | No | 4 | M | Direct | |
| Common Shares, No Par Value | Disposition | 2013-05-21 | 4,650 | $45.93 | 8,027 | No | 4 | S | Direct | |
| Common Shares, No Par Value | Acquisiton | 2013-05-21 | 1,500 | $22.83 | 9,527 | No | 4 | M | Direct | |
| Common Shares, No Par Value | Disposition | 2013-05-21 | 1,500 | $46.05 | 8,027 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Employee Stock Option Exercise | Disposition | 2013-05-21 | 4,650 | $0.00 | 4,650 | $30.84 |
| Common Shares, No Par Value | Employee Stock Option Exercise | Disposition | 2013-05-21 | 1,500 | $0.00 | 1,500 | $22.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-05-21 | No | 4 | M | Direct | |
| 0 | 2013-05-21 | 2019-05-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares, No Par Value | 500 | Indirect | See Footnote Below. |
| Common Shares, No Par Value | 634 | Indirect | See Footnote Below. |
Footnotes
- This represents the average sales price of the shares sold. The actual 27 sales prices ranged from $45.6700 per share to $46.1500 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 27 sales prices.
- 5,280 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 2,680 on May 20, 2014, 500 on May 31, 2013, 500 on June 2, 2014, 500 on June 1, 2015, 275 on May 30, 2013, 275 on May 30, 2014, 275 on June 1, 2015 and 275 on May 31, 2016.
- Represents an investment by Mr. Aamoth in his Vanguard William L. Aamoth - Rollover IRA Brokerage Account.
- Represents 647.872 units of the STERIS Corporation 401(k) Plan STERIS Stock Fund which equals 634 Common share equivalents as of May 21, 2013.
- These options became exercisable as follows: 1,162 on May 21, 2009, 1,162 on May 21, 2010, 1,163 on May 21, 2011 and 1,163 on May 21, 2012.
- This represents the average sales price of the shares sold. The actual 7 sales prices ranged from $45.9800 per share to $46.1500 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 7 sales prices.
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