Filing Details
- Accession Number:
- 0001553076-13-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-21 20:16:46
- Reporting Period:
- 2013-05-21
- Filing Date:
- 2013-05-21
- Accepted Time:
- 2013-05-21 20:16:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1080709 | Arena Pharmaceuticals Inc | ARNA | Pharmaceutical Preparations (2834) | 232908305 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1553076 | Michael Craig Audet | C/O Arena Pharmaceuticals, Inc. 6154 Nancy Ridge Drive San Diego CA 92121 | Svp, Opn & Head Glob Reg Afrs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-21 | 37,500 | $1.28 | 52,500 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-21 | 46,250 | $1.81 | 98,750 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-21 | 83,750 | $8.00 | 15,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-21 | 37,500 | $0.00 | 37,500 | $1.28 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-21 | 46,250 | $0.00 | 46,250 | $1.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,500 | 2021-05-15 | No | 4 | M | Direct | |
138,750 | 2022-03-19 | No | 4 | M | Direct |
Footnotes
- The options, representing a right to purchase a total of 75,000 shares, vest in four equal annual installments, and are exercisable once vested. The first and second installments became exercisable on May 15, 2012, and May 15, 2013, respectively, and the third and fourth installments vest on May 15, 2014, and May 15, 2015, respectively.
- The options, representing a right to purchase a total of 185,000 shares, vest in four equal annual installments, and are exercisable once vested. The first installment became exercisable on March 19, 2013, and the second, third and fourth installments vest on March 19, 2014, March 19, 2015, and March 19, 2016, respectively.