Filing Details
- Accession Number:
- 0001181431-13-029503
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-21 18:33:31
- Reporting Period:
- 2013-05-17
- Filing Date:
- 2013-05-21
- Accepted Time:
- 2013-05-21 18:33:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1422111 | Moran Stoddard Wilson | 160 Federal Street, 18Th Floor Boston MA 02110 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-05-17 | 30,000 | $9.07 | 4,526,005 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2013-05-20 | 123,038 | $9.10 | 4,402,967 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.000-$9.225, inclusive. The reporting person undertakes to provide to Enphase Energy, Inc., any security holder of Enphase Energy, Inc., or the staff of the Securities and Exchange Comission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.000-$9.270, inclusive. The reporting person undertakes to provide to Enphase Energy, Inc., any security holder of Enphase Energy, Inc., or the staff of the Securities and Exchange Comission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The Reporting Person, a director of the Issuer, shares voting and dispositive power over shares held by Rockport Capital Partners II, L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.