Home > Insider Trading > Filing (0001140361-13-022127)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
77360	Pentair Ltd	PNR	Special Industry Machinery (No Metalworking Machinery) (3550)	981050812

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1189053	V Michael Schrock	5500 Wayzata Blvd., Suite 800 Golden Valley MN 55416	President, Coo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares	Acquisiton	2013-05-17	7,951	$41.43	88,306	No	4	M	Direct
Common Shares	Acquisiton	2013-05-17	125,000	$24.78	213,306	No	4	M	Direct
Common Shares	Disposition	2013-05-17	128,916	$57.82	84,390	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Employee Stock Option (right to buy)	Disposition	2013-05-17	7,951	$0.00	7,951	$41.43
Common Shares	Employee Stock Option (right to buy)	Disposition	2013-05-17	125,000	$0.00	125,000	$24.78

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2005-03-02	2014-01-02	No	4	M	Direct
0	2010-01-02	2019-01-02	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares - Espp	7,021	Direct
Common Shares - Restricted Stock Units	103,729	Direct
Common Shares - Deferral Plan	26,949	Indirect	Plan Agent
Common Shares - Esop	1,799	Indirect	By ESOP

Footnotes

End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
The price in Column 4 is a weighted average price. The prices actually received ranged from $57.65 to $58.04. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
End-of-period holdings include monthly purchase(s) under the Pentair, Inc. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.
Shares of Pentair, Inc. common stock will be delivered to the reporting person in accordance with their irrevocable deferral election.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
Reload stock option becomes exercisable upon grant and expires on the same date as the original option grant.
One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.