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Home > Insider Trading > Filing (0001325533-13-000034)

Filing Details

Accession Number:: 0001325533-13-000034
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-21 18:56:19
Reporting Period:: 2013-05-16

Filing Date:: 2013-05-21
Accepted Time:: 2013-05-21 17:56:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1108320	Smtc Corp	SMTX	Printed Circuit Boards (3672)	980197680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1186916	H Clarke Bailey		Executive Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-05-16	8,900	$1.89	53,900	No	4	P	Direct
Common Stock	Acquisiton	2013-05-20	11,662	$2.00	65,562	No	4	P	Direct
Common Stock	Acquisiton	2013-05-21	8,438	$2.09	74,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option to Purchase Common Stock	Acquisiton	2013-05-14	50,000	$0.00	50,000	$2.19

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
50,000	2013-06-13	2018-05-14	No	4	A	Direct

Footnotes

Such stock options shall vest ratably over a 6 month period beginning on June 13, 2013.