Filing Details
- Accession Number:
- 0001179110-13-008774
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-21 17:02:32
- Reporting Period:
- 2013-05-20
- Filing Date:
- 2013-05-21
- Accepted Time:
- 2013-05-21 17:02:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 909954 | Green Mountain Coffee Roasters Inc | GMCR | Miscellaneous Food Preparations & Kindred Products (2090) | 030339228 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1163211 | Howard Malovany | 33 Coffee Lane Waterbury VT 05676 | Former General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Gmcr Common Stock | Acquisiton | 2013-05-20 | 27,500 | $9.45 | 36,389 | No | 4 | M | Direct | |
| Gmcr Common Stock | Acquisiton | 2013-05-20 | 12,600 | $30.79 | 48,989 | No | 4 | M | Direct | |
| Gmcr Common Stock | Acquisiton | 2013-05-20 | 5,600 | $61.71 | 54,589 | No | 4 | M | Direct | |
| Gmcr Common Stock | Disposition | 2013-05-20 | 45,700 | $79.02 | 8,889 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Gmcr Common Stock | NQ Stock Options | Disposition | 2013-05-20 | 27,500 | $0.00 | 27,500 | $9.45 |
| Gmcr Common Stock | NQ Stock Options | Disposition | 2013-05-20 | 12,600 | $0.00 | 12,600 | $30.79 |
| Gmcr Common Stock | NQ Stock Options | Disposition | 2013-05-20 | 5,600 | $0.00 | 5,600 | $61.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 51,250 | 2014-03-31 | No | 4 | M | Direct | |
| 0 | 2013-06-30 | No | 4 | M | Direct | |
| 0 | 2013-06-30 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $78.56 to $79.44. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Option vested in four equal annual installments, with the first installment vesting on 02/09/2010, the first anniversary of the grant date.
- This option was granted to vest in four equal annual installments, with the first installment vesting on 3/11/2011, the first anniversary of the grant date. In connection with the reporting person's separation from the Issuer, the unvested portion of this option fully vested.
- This option was granted to vest in four equal annual installments, with the first installment vesting on 3/10/2012, the first anniversary of the grant date. In connection with the reporting person's separation from the Issuer, the unvested portion of this option fully vested.
- 1 for 1.
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