Filing Details
- Accession Number:
- 0001127602-13-017626
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-21 11:56:08
- Reporting Period:
- 2013-05-20
- Filing Date:
- 2013-05-21
- Accepted Time:
- 2013-05-21 11:56:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASBC | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1545176 | Bryan Mckeag | Associated Banc-Corp 1200 Hansen Road Green Bay WI 54304 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2013-05-20 | 7,000 | $13.16 | 31,233 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2013-05-20 | 7,000 | $15.61 | 24,233 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-05-20 | 7,000 | $0.00 | 7,000 | $13.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,000 | 2020-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $0.01 Par Value | 5,325 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | $33.07 | 2015-01-26 | 3,500 | 3,500 | Direct | |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | $32.82 | 2015-12-13 | 3,600 | 3,600 | Direct | |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | $33.89 | 2017-01-24 | 4,750 | 4,750 | Direct | |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | $24.89 | 2018-01-23 | 7,500 | 7,500 | Direct | |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | $17.26 | 2019-01-28 | 5,000 | 5,000 | Direct | |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | $14.26 | 2021-01-25 | 7,000 | 7,000 | Direct | |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | $12.97 | 2022-01-23 | 8,000 | 8,000 | Direct | |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | $14.02 | 2023-01-22 | 13,151 | 13,151 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-01-26 | 3,500 | 3,500 | Direct |
| 2015-12-13 | 3,600 | 3,600 | Direct |
| 2017-01-24 | 4,750 | 4,750 | Direct |
| 2018-01-23 | 7,500 | 7,500 | Direct |
| 2019-01-28 | 5,000 | 5,000 | Direct |
| 2021-01-25 | 7,000 | 7,000 | Direct |
| 2022-01-23 | 8,000 | 8,000 | Direct |
| 2023-01-22 | 13,151 | 13,151 | Direct |
Footnotes
- Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
- Stock options vest in annual increments over 4 years; 25% on each anniversary after the grant date.
Billionaire Hedge Funds
