Filing Details
- Accession Number:
- 0001249701-13-000110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-20 16:45:24
- Reporting Period:
- 2013-05-16
- Filing Date:
- 2013-05-20
- Accepted Time:
- 2013-05-20 16:45:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 703360 | Lsi Corp | NASDAQ:LSI | Semiconductors & Related Devices (3674) | 942712976 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1521021 | Gautam Srivastava | C/O Lsi Corporation 1320 Ridder Park Drive San Jose CA 95131 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-16 | 46,875 | $5.51 | 98,803 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-16 | 40,750 | $6.18 | 139,553 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-16 | 139,553 | $7.13 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-16 | 46,875 | $0.00 | 46,875 | $5.51 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-16 | 40,750 | $0.00 | 40,750 | $6.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,875 | 2017-03-01 | No | 4 | M | Direct | |
| 81,500 | 2018-03-01 | No | 4 | M | Direct |
Footnotes
- Includes 2,000 shares acquired in transactions exempt from liability and not required to be reported under Section 16.
- This option vests in four equal annual installments beginning on March 1, 2011.
- This option vests in four equal annual installments beginning on March 1, 2012.
Billionaire Hedge Funds
