Filing Details

Accession Number:
0001127602-13-017533
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-20 14:59:04
Reporting Period:
2013-05-17
Filing Date:
2013-05-20
Accepted Time:
2013-05-20 14:59:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005817 Tompkins Financial Corp TMP State Commercial Banks (6022) 161482357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1463126 J. Daniel Fessenden C/O Tompkins Financial Corporation
P.o. Box 460
Ithaca NY 14851
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-17 240 $41.63 1,167 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 1,552 1,552 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,552 1,552 Direct
Footnotes
  1. Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
  2. Includes shares acquired through reinvestment of quarterly dividends.