Filing Details
- Accession Number:
- 0000066756-13-000083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-20 14:24:47
- Reporting Period:
- 2013-05-17
- Filing Date:
- 2013-05-20
- Accepted Time:
- 2013-05-20 14:24:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66756 | Allete Inc | ALE | Electric & Other Services Combined (4931) | 410418150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435714 | John Robert Adams | 30 West Superior Street Duluth MN 55802 | Vp Bus. Dev; Chief Risk Ofcr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-17 | 3,411 | $44.15 | 7,594 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-17 | 1,741 | $50.80 | 5,853 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-17 | 29 | $50.81 | 5,824 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-17 | 1,039 | $50.84 | 4,785 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-17 | 602 | $50.85 | 4,183 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt. to Buy) | Disposition | 2013-05-17 | 3,411 | $0.00 | 3,411 | $44.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,623 | Indirect | By RSOP Trust |
Footnotes
- Includes shares acquired in exempt transactions under the dividend reinvestment features of ALLETE's stock purchase and dividend reinvestment plan and ALLETE's employee stock purchase plan and is based on plan information available as of May 1, 2013.
- Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of April 30, 2013.
- Option vested in three equal installments; one-third vested on February 1, 2007, one-third vested on February 1, 2008, and one-third vested on February 1, 2009.
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