Filing Details
- Accession Number:
- 0001137411-13-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-20 13:46:19
- Reporting Period:
- 2013-05-16
- Filing Date:
- 2013-05-20
- Accepted Time:
- 2013-05-20 13:46:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1278266 | E Douglas Stenske | M/S 124-318 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Vp & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-16 | 1,600 | $32.91 | 4,991 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-16 | 6,100 | $36.55 | 11,091 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-16 | 200 | $66.34 | 10,891 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-16 | 100 | $66.34 | 10,791 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-16 | 506 | $66.33 | 10,285 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-16 | 1,415 | $66.30 | 8,870 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-16 | 1,080 | $66.29 | 7,790 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-16 | 800 | $66.28 | 6,990 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-16 | 100 | $66.28 | 6,890 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-16 | 900 | $66.27 | 5,990 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-16 | 200 | $66.26 | 5,790 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-16 | 200 | $66.22 | 5,590 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-16 | 600 | $66.21 | 4,990 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-16 | 100 | $66.17 | 4,890 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-16 | 100 | $66.16 | 4,790 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-16 | 1,399 | $66.11 | 3,391 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-16 | 1,600 | $0.00 | 1,600 | $32.91 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-16 | 6,100 | $0.00 | 6,100 | $36.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-10 | No | 4 | M | Direct | |
0 | 2014-11-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 481 | Indirect | By Savings Plan |
Footnotes
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of May 1, 2013.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.