Filing Details

Accession Number:
0001209191-13-027456
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-20 12:35:38
Reporting Period:
2013-05-16
Filing Date:
2013-05-20
Accepted Time:
2013-05-20 12:35:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1402436 Ss&C Technologies Holdings Inc SSNC Services-Prepackaged Software (7372) 710987913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1571080 Rahul Kanwar 80 Lamberton Road
Windsor CT 06095
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-16 220 $6.42 220 No 4 M Direct
Common Stock Disposition 2013-05-16 220 $32.07 0 No 4 S Direct
Common Stock Acquisiton 2013-05-16 9,173 $8.77 9,173 No 4 M Direct
Common Stock Disposition 2013-05-16 9,173 $32.07 0 No 4 S Direct
Common Stock Acquisiton 2013-05-17 92,827 $8.77 92,827 No 4 M Direct
Common Stock Disposition 2013-05-17 92,827 $31.92 0 No 4 S Direct
Common Stock Acquisiton 2013-05-17 10,000 $8.77 10,000 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2013-05-16 220 $0.00 220 $6.42
Common Stock Stock Option (right to buy) Disposition 2013-05-16 9,173 $0.00 9,173 $8.77
Common Stock Stock Option (right to buy) Disposition 2013-05-17 92,827 $0.00 92,827 $8.77
Common Stock Stock Option (right to buy) Disposition 2013-05-17 10,000 $0.00 10,000 $8.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-11-23 2015-05-16 No 4 M Direct
160,827 2007-12-31 2016-08-09 No 4 M Direct
68,000 2007-12-31 2016-08-09 No 4 M Direct
58,000 2007-08-09 2016-08-09 No 4 M Direct
Footnotes
  1. The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $32.01 to $32.15. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $31.80 to $32.00. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. The vesting of this "time-based" option accelerated and became vested in full on November 23, 2005 pursuant to the terms of the option award agreement.
  4. This option is a "performance-based" option that vested on December 31, 2007 based on the satisfaction of the established performance target.
  5. The option is a "performance-based" option that vested on varying dates between December 31, 2007 and December 31, 2011 based on satisfaction of established performance targets.
  6. The option is a "time-based" option that vested as to 25% of the shares on November 23, 2006 and as to 1/36 of the shares each month thereafter until fully vested on November 23, 2009.