Filing Details
- Accession Number:
- 0001225208-13-012729
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-20 10:53:07
- Reporting Period:
- 2013-05-17
- Filing Date:
- 2013-05-20
- Accepted Time:
- 2013-05-20 10:53:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1505823 | Franklin Financial Corp | FRNK | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509714 | R Steven Lohr | 4501 Cox Road Glen Allen VA 23060 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-05-17 | 5,000 | $18.10 | 1,525 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,661 | Indirect | By deferred compensation plan |
Common Stock | 4,455 | Indirect | By ESOP |
Common Stock | 39,717 | Indirect | By IRA |
Common Stock | 15,311 | Indirect | By Spouse's IRA |
Common Stock | 40,000 | Indirect | Restricted Stock |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $13.42 | 2022-03-29 | 125,000 | 125,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-03-29 | 125,000 | 125,000 | Direct |
Footnotes
- Amount reflects an increase in the number of shares owned resulting from an exempt acquisition of shares under the Franklin Federal Savings Bank Employee Stock Ownership Plan.
- Shares vest at a rate of 20% annually beginning on March 29, 2013, in each case, subject to the achievement of certain performance metrics over an October 1 to September 30 annual performance period. Any portion of an award not vested in prior years may vest on a later vesting date during the performance period if, as of such date, the Issuer has met the specified performance target. Any shares not vested after the fifth vesting date will be forfeited.
- Stock options vest in five equal annual installments beginning on March 29, 2013, the first anniversary of the date of the grant.