Filing Details
- Accession Number:
- 0001225208-13-012724
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-20 09:25:45
- Reporting Period:
- 2013-05-17
- Filing Date:
- 2013-05-20
- Accepted Time:
- 2013-05-20 09:25:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489393 | Lyondellbasell Industries N.v. | LYB | Industrial Organic Chemicals (2860) | 980646235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1500482 | L. Samuel Smolik | Stationsplein 45 3013 Ak P7 | Vp Hse | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2013-05-17 | 22,033 | $13.11 | 61,616 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2013-05-17 | 22,033 | $67.00 | 39,583 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2013-05-17 | 22,033 | $0.00 | 22,033 | $13.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
44,058 | 2020-04-30 | No | 4 | M | Direct |
Footnotes
- The exercise of stock options and the sale of the shares acquired upon such exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2013.
- Includes 38,500 restricted stock units granted pursuant to the issuer's long-term incentive plan: 37,379 granted on April 30, 2010 that vest on April 30, 2015 and 1,121 granted on December 11, 2012 that vest on April 30, 2014.
- The option vests in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant of April 30, 2010.