Filing Details
- Accession Number:
- 0001002225-13-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-17 21:49:58
- Reporting Period:
- 2013-05-15
- Filing Date:
- 2013-05-17
- Accepted Time:
- 2013-05-17 21:49:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559426 | Todd Gottula | 600 Townsend Street San Francisco CA 94103 | Evp & Cto, Global Solutn Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-15 | 239 | $21.75 | 36,055 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-15 | 166 | $31.21 | 35,889 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-05-15 | 27 | $31.21 | 35,862 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-05-15 | 262 | $16.21 | 36,124 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-15 | 136 | $31.21 | 35,988 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-05-15 | 47 | $31.21 | 35,941 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-05-15 | 100 | $20.88 | 36,041 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-15 | 66 | $31.21 | 35,975 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-05-15 | 12 | $31.21 | 35,963 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-05-15 | 687 | $30.65 | 35,276 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-15 | 546 | $30.65 | 34,730 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-17 | 144 | $31.36 | 34,586 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-05-15 | 262 | $0.00 | 262 | $16.21 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-05-15 | 100 | $0.00 | 100 | $20.88 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-05-15 | 239 | $0.00 | 239 | $21.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-05-14 | 2019-05-14 | No | 4 | M | Direct |
| 0 | 2009-05-14 | 2018-05-14 | No | 4 | M | Direct |
| 2,875 | 2011-05-14 | 2020-05-14 | No | 4 | M | Direct |
Footnotes
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Shares traded for taxes. No open market activity.
- Transaction pursuant to 10b5-1 plan dated 5 February 2013
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