Filing Details
- Accession Number:
- 0001002225-13-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-17 21:15:23
- Reporting Period:
- 2013-05-15
- Filing Date:
- 2013-05-17
- Accepted Time:
- 2013-05-17 21:15:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559488 | Christopher Momsen | 600 Townsend Street San Francisco CA 94103 | Evp, Global Sales & Solutions | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-15 | 21,000 | $17.41 | 61,019 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-15 | 11,715 | $31.21 | 49,304 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-05-15 | 5,183 | $31.21 | 44,121 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-05-15 | 20,000 | $18.57 | 64,121 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-15 | 11,900 | $31.21 | 52,221 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-05-15 | 4,521 | $31.21 | 47,700 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-05-15 | 35,000 | $17.15 | 82,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-15 | 19,233 | $31.21 | 63,467 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-05-15 | 7,021 | $31.21 | 56,446 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-05-15 | 7,000 | $13.73 | 63,446 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-15 | 3,076 | $31.21 | 60,370 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-15 | 1,616 | $31.21 | 58,754 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-05-15 | 7,000 | $0.00 | 7,000 | $13.73 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-05-15 | 35,000 | $0.00 | 35,000 | $17.15 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-05-15 | 21,000 | $0.00 | 21,000 | $17.41 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-05-15 | 20,000 | $0.00 | 20,000 | $18.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-04-17 | 2016-04-17 | No | 4 | M | Direct |
| 0 | 2008-01-16 | 2017-01-16 | No | 4 | M | Direct |
| 0 | 2008-06-14 | 2017-06-14 | No | 4 | M | Direct |
| 0 | 2008-02-14 | 2017-02-14 | No | 4 | M | Direct |
Footnotes
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Shares traded for taxes. No open market activity.
- Transaction pursuant to 10b5-1 plan dated 1 March 2013
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