Filing Details
- Accession Number:
- 0001387131-13-001992
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-17 20:05:41
- Reporting Period:
- 2013-01-28
- Filing Date:
- 2013-05-17
- Accepted Time:
- 2013-05-17 20:05:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1420031 | Emmaus Life Sciences Inc. | NONE | Blank Checks (6770) | 412254389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1546810 | Peter Ludlum | 20725 S. Western Ave Suite 136 Torrance CA 90501 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-28 | 3,000 | $3.60 | 3,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Options | Acquisiton | 2013-02-28 | 500,000 | $0.00 | 500,000 | $3.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
500,000 | 2023-02-27 | No | 4 | A | Direct |
Footnotes
- The option vests on a cliff basis for the first one-third (1/3) granted and monthly on a prorata basis for the remaining two-thirds (2/3) thereafter in equal amounts (or as close to an equal amount as possible) over the next 24 months beginning on February 28, 2014.