Home > Insider Trading > Filing (0001513908-13-000017)

Filing Details

Accession Number:: 0001513908-13-000017
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-17 19:27:28
Reporting Period:: 2013-05-15

Filing Date:: 2013-05-17
Accepted Time:: 2013-05-17 19:27:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1122388	Ellie Mae Inc	ELLI	Services-Prepackaged Software (7372)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1513908	Sigmund Anderman	C/O Ellie Mae, Inc. 4155 Hopyard Road, Suite 200 Pleasanton CA 94588	Chief Executive Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-05-15	22,296	$24.25	44,000	No	4	S	Indirect	AFF CRT
Common Stock	Disposition	2013-05-16	15,892	$24.01	28,108	No	4	S	Indirect	AFF CRT
Common Stock	Disposition	2013-05-17	15,619	$24.07	12,489	No	4	S	Indirect	AFF CRT

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	AFF CRT
No	4	S	Indirect	AFF CRT
No	4	S	Indirect	AFF CRT

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	10,000	Indirect	by 401(k) Plan
Common Stock	436,841	Indirect	by Trust

Footnotes

The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $24.20 to $24.41, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $24.00 to $24.215, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $24.00 to $24.175, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
These shares are held by the AFF Charitable Remainder Trust, of which the reporting person and his wife are trustees. The reporting person disclaims beneficial ownership of the shares except to the extent of his and his wife's pecuniary interest therein.
These shares are held by Sigmund Anderman, Trustee of the Sigmund and Susan Anderman Family Trust dated March 3, 2006.