Filing Details
- Accession Number:
- 0001127602-13-017468
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-17 17:42:16
- Reporting Period:
- 2013-05-16
- Filing Date:
- 2013-05-17
- Accepted Time:
- 2013-05-17 17:42:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
318154 | Amgen Inc | AMGN | Biological Products, (No Disgnostic Substances) (2836) | 953540776 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1560565 | M Cynthia Patton | One Amgen Center Drive Thousand Oaks CA 91320-1799 | Svp & Cco | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-16 | 900 | $50.44 | 16,342 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-16 | 920 | $58.43 | 17,262 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-16 | 1,724 | $54.69 | 18,986 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-16 | 3,544 | $105.01 | 15,442 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nqso (Right to Buy) | Disposition | 2013-05-16 | 900 | $0.00 | 900 | $50.44 |
Common Stock | Nqso (Right to Buy) | Disposition | 2013-05-16 | 920 | $0.00 | 920 | $58.43 |
Common Stock | Nqso (Right to Buy) | Disposition | 2013-05-16 | 1,724 | $0.00 | 1,724 | $54.69 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-04-28 | 2016-04-28 | No | 4 | M | Direct |
920 | 2013-04-26 | 2020-04-26 | No | 4 | M | Direct |
3,501 | 2013-04-25 | 2021-04-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 153 | Indirect | 401(k) Plan |
Footnotes
- The price reported is an average price. The prices ranged from $104.999 to $105.0415 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.
- These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 132 RSUs which fully vest on 4/26/2014; 2,000 RSUs which vest in two equal annual installments of 1,000 each commencing 10/28/2013; 1,001 RSUs which vest in two installments of 493 and 508 on 4/25/2014 and 4/25/2015, respectively; 1,200 RSUs which vest in two equal installments of 396 each on 4/27/2014 and 4/27/2015 and one installment of 408 on 4/27/2016; 5,420 RSUs which vest in three installments of 1,788, 1,789 and 1,843 on 10/26/2014, 10/26/2015 and 10/26/2016, respectively; and 2,103 RSUs which vest in three installments of 693, 694 and 716 on 1/28/2015, 1/28/2016 and 1/28/2017, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
- These shares include 82 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.
- These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing.