Filing Details

Accession Number:
0001181431-13-028765
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-17 18:31:51
Reporting Period:
2013-05-16
Filing Date:
2013-05-17
Accepted Time:
2013-05-17 17:31:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1177264 Iii O Michael Mccarthy C/O Infinera Corporation
140 Caspian Court
Sunnyvale CA 94089
Chief Legal & Admin Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-16 45,309 $7.11 145,922 No 4 M Direct
Common Stock Disposition 2013-05-16 45,309 $9.11 100,613 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-05-16 45,309 $0.00 45,309 $7.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-10 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $7.45 2019-08-10 51,040 51,040 Direct
Common Stock Employee Stock Option (Right to Buy) $8.19 2016-11-23 56,250 56,250 Direct
Common Stock Employee Stock Option (Right to Buy) $7.61 2017-06-06 25,642 25,642 Direct
Common Stock Employee Stock Option (Right to Buy) $7.61 2017-06-06 29,355 29,355 Direct
Common Stock Employee Stock Option (Right to Buy) $7.61 2018-02-28 2,236 2,236 Direct
Common Stock Employee Stock Option (Right to Buy) $7.61 2018-02-28 46,345 46,345 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 16,250 16,250 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 48,750 48,750 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 27,195 27,195 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 19,749 19,749 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-08-10 51,040 51,040 Direct
2016-11-23 56,250 56,250 Direct
2017-06-06 25,642 25,642 Direct
2017-06-06 29,355 29,355 Direct
2018-02-28 2,236 2,236 Direct
2018-02-28 46,345 46,345 Direct
2021-02-10 16,250 16,250 Direct
2021-02-10 48,750 48,750 Direct
2021-02-10 27,195 27,195 Direct
2021-02-10 19,749 19,749 Direct
Footnotes
  1. The option is fully vested.
  2. This price represents the weighted average sale price of the shares sold ranging from $9.11 to $9.2201 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.