Home > Insider Trading > Filing (0001140361-13-021644)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1405424	Vision Industries Corp	VICC.OB	Industrial Trucks, Tractors, Trailors & Stackers (3537)	141908451

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1537379	Raul Cortes	Seestrasse 45, Postfach Zollikon V8 8702	No	No	Yes	No
1537415	Paolo Brueckner	Seestrasse 45, Postfach Zollikon V8 8702	No	No	Yes	No
1537416	Fund Investment Quality - Plc Sicav Umbrella Opportunity Novium	Level 6, The Mall Offices Floriana, Malta O1 FRM 147	No	No	Yes	No
1537418	Ag Novium	Seestrasse 45, Postfach Zollikon V8 8702	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-03-26	2,005,000	$0.12	24,694,722	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

In addition to Novium Opportunity Umbrella SICAV PLC-Quality Investment Fund, this form is being filed jointly by Novium AG, Paolo Bruckner and Raul Cortes, the business address of each of whom is Seestrasse 45, 8702 Zollikon, Switzerland. Novium AG is the investment manager of Novium Opportunity Umbrella SICAV PLC-Quality Investment Fund, Paolo Bruckner is the owner of a majority of the voting shares of Novium AG, and Raul Cortes is the asset manager of Novium Opportunity Umbrella SICAV PLC-Quality Investment Fund. As a result, each of them may be deemed to have shared voting power and investment power over securities beneficially owned by Novium Opportunity Umbrella SICAV PLC-Quality Investment Fund and therefore may be deemed to be indirect beneficial owners of securities owned by it.