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Home > Insider Trading > Filing (0001490906-13-000030)

Filing Details

Accession Number:: 0001490906-13-000030
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-17 16:53:03
Reporting Period:: 2013-05-17

Filing Date:: 2013-05-17
Accepted Time:: 2013-05-17 16:53:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1490906	Capitol Federal Financial Inc	CFFN	Savings Institution, Federally Chartered (6035)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1560043	G. Natalie Haag	C/O Capitol Federal Financial 700 Kansas Avenue Topeka KS 66601	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Cffn Common Stock	Acquisiton	2013-05-17	1,600	$11.99	18,321	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Cffn Common Stock	CFFN Incentive Stock Option	$11.85		2022-09-25	33,752	33,752	Direct
Cffn Common Stock	CFFN Non-qualified Stock Option	$11.85		2027-09-25	14,248	14,248	Direct
Cffn Common Stock	CFFN Phantom Stock 2013	$11.69	2015-12-31	2015-12-31	309	309	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-09-25	33,752	33,752	Direct
2027-09-25	14,248	14,248	Direct
2015-12-31	309	309	Direct

Footnotes

8,438 options vest on January 10, 2013, January 10, 2014, January 10, 2015 and January 10, 2016.
3,562 options vest on January 10, 2013, January 10, 2014, January 10, 2015 and January 10, 2016.