Filing Details
- Accession Number:
- 0001235802-13-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-17 16:11:40
- Reporting Period:
- 2013-05-15
- Filing Date:
- 2013-05-17
- Accepted Time:
- 2013-05-17 16:11:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492658 | Tornier N.v. | TRNX | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 980509600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1083927 | B Richard Emmitt | C/O The Vertical Group, L.p. 25 Deforest Avenue Summit NJ 07901 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, Par Value Eur 0.03 Per Share | Disposition | 2013-05-15 | 230,000 | $15.34 | 653,269 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares, Par Value Eur 0.03 Per Share | 46,059 | Direct | |
Ordinary Shares, Par Value Eur 0.03 Per Share | 26,933 | Indirect | See footnote |
Ordinary Shares, Par Value Eur 0.03 Per Share | 262 | Indirect | By Spouse |
Ordinary Shares, Par Value Eur 0.03 Per Share | 206 | Indirect | See footnote |
Footnotes
- Represents a public offering price of $16.15 per ordinary share less underwriting discounts of $0.8075 per ordinary share pursuant to an Underwriting Agreement dated May 9, 2013.
- See Exhibit 99.1.
- Includes 4,527 ordinary shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Tornier N.V. 2010 Incentive Plan, as amended.
- Held by an IRA account of Mr. Emmitt.
- Held by Mr. Emmitt's spouse. Mr. Emmitt disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that Mr. Emmitt or any other person referred to herein is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- Held by an IRA account of Mr. Emmitt's spouse. Mr. Emmitt disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that Mr. Emmitt or any other person referred to herein is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.