Filing Details

Accession Number:
0001246360-13-002933
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-17 16:07:18
Reporting Period:
2013-04-18
Filing Date:
2013-05-17
Accepted Time:
2013-05-17 16:07:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
778438 Berry Petroleum Co BRY Crude Petroleum & Natural Gas (1311) 770079387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191741 Iii B Ralph Busch C/O Berry Petroleum Company
1999 Broadway, Suite 3700
Denver CO 80202
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-04-18 137 $47.07 123,363 No 4 S Indirect As Co-Trustee of Union Bank Trust Shares
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect As Co-Trustee of Union Bank Trust Shares
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 218,891 Direct
Class A Common Stock 76,500 Indirect Busch Family Foundation
Class A Common Stock 28,208 Indirect As Custodian for Minor Children
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Nonstatutory Stock Options 12-2-03 $9.61 2003-12-02 2013-12-02 10,000 10,000 Direct
Class A Common Stock Nonstatutory Stock Options 12-2-04 $21.77 2004-12-02 2014-12-02 10,000 10,000 Direct
Class A Common Stock Nonstatutory Stock Option 12-15-05 $30.65 2005-12-15 2015-12-15 10,000 10,000 Direct
Class A Common Stock Phantom Stock Units $0.00 1988-08-08 1988-08-08 47,742 47,742 Direct
Class A Common Stock Nonstatutory Stock Option 12-15-06 $32.57 2006-12-15 2016-12-14 10,000 10,000 Direct
Class A Common Stock 2007 Restricted Stock Unit $0.00 2008-01-01 2017-12-13 792 792 Direct
Class A Common Stock NSO 2007 $43.61 2007-12-14 2017-12-13 3,956 3,956 Direct
Class A Common Stock March 2011 Director RSU $0.00 2011-03-02 2021-03-02 2,499 2,499 Direct
Class A Common Stock March 2 2012 Director RSU Grant $0.00 2012-03-02 2022-03-02 2,231 2,231 Direct
Class A Common Stock March 4, 2013 Director RSU Grant $0.00 2013-03-04 2023-03-04 2,629 2,629 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-12-02 10,000 10,000 Direct
2014-12-02 10,000 10,000 Direct
2015-12-15 10,000 10,000 Direct
1988-08-08 47,742 47,742 Direct
2016-12-14 10,000 10,000 Direct
2017-12-13 792 792 Direct
2017-12-13 3,956 3,956 Direct
2021-03-02 2,499 2,499 Direct
2022-03-02 2,231 2,231 Direct
2023-03-04 2,629 2,629 Direct
Footnotes
  1. 1 for 1
  2. Phantom Stock Units acquired under the Company's Non-Employee Director Deferred Compensation Plan in a transaction exempt under Rule 16b-3(c). Shares of Common Stock are issued under terms of the Plan upon resignation from the board of directors.
  3. Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
  4. The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
  5. Shares sold from Trust account for which Mr. Busch has a reporting obligation but no control over sales that take place.