Filing Details
- Accession Number:
- 0001127602-13-017314
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-17 14:25:40
- Reporting Period:
- 2013-05-16
- Filing Date:
- 2013-05-17
- Accepted Time:
- 2013-05-17 14:25:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1010261 | Jr H Rupert Johnson | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Vice Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 | Disposition | 2012-12-19 | 331,200 | $0.00 | 34,980,015 | No | 5 | G | Direct | |
Common Stock, Par Value $.10 | Disposition | 2013-05-16 | 150,000 | $167.10 | 402,245 | No | 4 | S | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | S | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.10 | 7,085 | Indirect | By 401(k) |
Common Stock, Par Value $.10 | 3,372 | Indirect | By Spouse |
Footnotes
- Includes 160,000 shares donated by Reporting Person to a charitable donor advised fund.
- Not applicable.
- Pursuant to an in-kind share transfer on December 3, 2012, balance includes 300,000 shares previously reported by the Reporting Person as indirect shares held through his Individual Retirement Account (IRA).
- Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of April 24, 2013.
- Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.