Filing Details
- Accession Number:
- 0001181431-13-028624
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-05-17 14:24:38
- Reporting Period:
- 2013-05-14
- Filing Date:
- 2013-05-17
- Accepted Time:
- 2013-05-17 14:24:38
- Original Submission Date:
- 2013-05-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1070059 | J Michael Farrell | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-14 | 100 | $12.30 | 10,100 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 25 | $12.30 | 10,125 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 1,000 | $12.33 | 11,125 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 100 | $12.36 | 11,225 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 100 | $12.36 | 11,325 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 100 | $12.35 | 11,425 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 100 | $12.35 | 11,525 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 125 | $12.35 | 11,650 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 1,200 | $12.34 | 12,850 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 75 | $12.34 | 12,925 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 100 | $12.36 | 13,025 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 1,000 | $12.36 | 14,025 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 100 | $12.36 | 14,125 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 350 | $12.36 | 14,475 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 2,000 | $12.35 | 16,475 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 775 | $12.35 | 17,250 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 2,250 | $12.36 | 19,500 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 100 | $12.32 | 19,600 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 100 | $12.32 | 19,700 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 100 | $12.32 | 19,800 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 100 | $12.50 | 19,900 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 300 | $12.50 | 20,200 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 200 | $12.37 | 20,400 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 100 | $12.37 | 20,500 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 1,000 | $12.43 | 21,500 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 100 | $12.43 | 21,600 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 600 | $12.44 | 22,200 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 100 | $12.43 | 22,300 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Common Stock | Acquisiton | 2013-05-14 | 200 | $12.43 | 22,500 | No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
No | 4 | P | Indirect | By Farrell Family Limited Partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,500 | Direct |
Footnotes
- This line individually reports the trades collectively constituting the acquisition of 12,500 shares of the common stock of the issuer reported in the original Form 4 for these purchases filed on May 14, 2013.
- Mr. Farrell is the General Partner of this entity.