Filing Details

Accession Number:
0001181431-13-028624
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-05-17 14:24:38
Reporting Period:
2013-05-14
Filing Date:
2013-05-17
Accepted Time:
2013-05-17 14:24:38
Original Submission Date:
2013-05-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070059 J Michael Farrell One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-14 100 $12.30 10,100 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 25 $12.30 10,125 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 1,000 $12.33 11,125 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 100 $12.36 11,225 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 100 $12.36 11,325 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 100 $12.35 11,425 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 100 $12.35 11,525 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 125 $12.35 11,650 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 1,200 $12.34 12,850 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 75 $12.34 12,925 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 100 $12.36 13,025 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 1,000 $12.36 14,025 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 100 $12.36 14,125 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 350 $12.36 14,475 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 2,000 $12.35 16,475 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 775 $12.35 17,250 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 2,250 $12.36 19,500 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 100 $12.32 19,600 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 100 $12.32 19,700 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 100 $12.32 19,800 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 100 $12.50 19,900 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 300 $12.50 20,200 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 200 $12.37 20,400 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 100 $12.37 20,500 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 1,000 $12.43 21,500 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 100 $12.43 21,600 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 600 $12.44 22,200 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 100 $12.43 22,300 No 4 P Indirect By Farrell Family Limited Partnership
Common Stock Acquisiton 2013-05-14 200 $12.43 22,500 No 4 P Indirect By Farrell Family Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
No 4 P Indirect By Farrell Family Limited Partnership
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,500 Direct
Footnotes
  1. This line individually reports the trades collectively constituting the acquisition of 12,500 shares of the common stock of the issuer reported in the original Form 4 for these purchases filed on May 14, 2013.
  2. Mr. Farrell is the General Partner of this entity.