Filing Details

Accession Number:
0001421753-13-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-17 13:19:15
Reporting Period:
2013-05-17
Filing Date:
2013-05-17
Accepted Time:
2013-05-17 13:19:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1342287 General Finance Corp GFN Retail-Retail Stores, Nec (5990) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421753 A Christopher Wilson 39 East Union Street
Pasadena CA 91103
General Counsel, Vp, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
9.00% Series C Cum. Redeemable Perpetual Preferred Stock Acquisiton 2013-05-17 2,100 $100.00 2,100 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2007-12-14 225,000 $0.00 225,000 $9.05
Common Stock Stock Option (Right to Buy) Acquisiton 2010-01-26 20,000 $0.00 20,000 $1.28
Common Stock Stock Option (Right to Buy) Acquisiton 2010-09-15 30,000 $0.00 30,000 $1.06
Common Stock Stock Option (Right to Buy) Acquisiton 2011-06-23 30,000 $0.00 30,000 $3.00
Common Stock Stock Option (Right to Buy) Acquisiton 2012-06-07 30,000 $0.00 30,000 $3.15
Common Stock Warrants Disposition 2013-04-24 6,300 $0.00 3,150 $4.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
225,000 2008-12-14 2017-12-14 No 4 A Direct
245,000 2011-06-30 2020-01-26 No 4 A Direct
275,000 2014-06-30 2020-09-15 No 4 A Direct
305,000 2014-09-30 2021-06-23 No 4 A Direct
335,000 2015-09-30 2022-06-07 No 4 A Direct
338,000 2010-06-25 2013-06-25 No 4 X Direct
Footnotes
  1. Stock option vests in three equal annual installments beginning December 14, 2008.
  2. Stock option vests on the following date if (a)General Finance Corporation, without consolidation of Pac-Van and Royal Wolf, incurs no more than $2.288 million of expenses for the fiscal year ended June 30, 2012, and (b) if General Finance Corporation and its subsidiaries remain throughout fiscal year 2010 in compliance with the covenants governing all of their indebtedness: the first anniversary of the date that the Audit Committee approves the consolidated financial statements of General Finance Corporation for the fiscal year ended June 30, 2010.
  3. See attached document "rider.txt" for explanation of Footnote 3.
  4. See attached document "rider2.txt" for explanation of Footnote 4.
  5. See attached document "rider3.txt" for explanation of Footnote 5.
  6. These warrants were issued as a component of Units that were issued as of June 25, 2010 pursuant to the rights offering of General Finance Corporation.