Filing Details

Accession Number:
0000350894-13-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-17 11:54:30
Reporting Period:
2013-05-16
Filing Date:
2013-05-17
Accepted Time:
2013-05-17 11:54:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350894 Sei Investments Co SEIC Security Brokers, Dealers & Flotation Companies (6211) 231707341
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187548 Jeffrey N Klauder One Freedom Valley Drive
Oaks PA 19456
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Stock Option (Right To Purchase) Acquisiton 2013-05-16 1,515 $15.01 19,479 No 4 M Direct
Common Stock Disposition 2013-05-16 1,515 $30.35 17,964 No 4 S Direct
Stock Option (Right To Purchase) Acquisiton 2013-05-17 18,485 $15.01 36,449 No 4 M Direct
Common Stock Disposition 2013-05-17 18,485 $30.35 17,964 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock STOCK OPTION (RIGHT TO PURCHASE) Acquisiton 2013-05-16 1,515 $15.01 1,515 $15.01
Common Stock STOCK OPTION (RIGHT TO PURCHASE) Acquisiton 2013-05-17 18,485 $15.01 18,485 $15.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
233,485 2011-08-14 2014-08-14 No 4 M Direct
215,000 2011-08-14 2014-08-14 No 4 M Direct