Filing Details
- Accession Number:
- 0001209191-13-027096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-17 11:45:54
- Reporting Period:
- 2013-05-15
- Filing Date:
- 2013-05-17
- Accepted Time:
- 2013-05-17 11:45:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 924717 | Surmodics Inc | SRDX | Surgical & Medical Instruments & Apparatus (3841) | 411356149 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435723 | A. Mark Lehman | 9924 West 74Th Street Eden Prairie MN 55344 | Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-15 | 500 | $12.68 | 6,171 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-15 | 1,193 | $12.40 | 7,364 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-15 | 1,693 | $26.55 | 5,671 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-15 | 500 | $0.00 | 1,000 | $12.68 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-15 | 1,193 | $0.00 | 4,770 | $12.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 500 | 2018-02-07 | No | 4 | M | Direct | |
| 3,577 | 2018-11-30 | No | 4 | M | Direct |
Footnotes
- Includes a total of 78 shares acquired through the Employee Stock Purchase Plan for the phase ended 02/28/2013.
- Exercisable in annual increments of 25%, commencing 02/07/2012.
- The award vests in four equal installments on each of the first four anniversaries of the November 30, 2011 grant date.
Billionaire Hedge Funds
