Filing Details
- Accession Number:
- 0000941138-13-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-17 11:27:31
- Reporting Period:
- 2013-05-15
- Filing Date:
- 2013-05-17
- Accepted Time:
- 2013-05-17 11:27:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 941138 | Uns Energy Corp | UNS | Electric Services (4911) | 860786732 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1410541 | E Catherine Ries | 88 E. Broadway Tucson AZ 85701 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-15 | 7,590 | $26.18 | 11,779 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-15 | 7,590 | $50.06 | 4,189 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-15 | 6,920 | $26.11 | 11,109 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-15 | 6,920 | $50.06 | 4,189 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-15 | 7,590 | $0.00 | 7,590 | $26.18 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-15 | 6,920 | $0.00 | 6,920 | $26.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-27 | No | 4 | M | Direct | |
| 0 | 2019-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 607 | Indirect | By 401(k) Plan |
Footnotes
- The options vested in 3 installments on February 27, 2009, 2010 and 2011.
- The options vested in 3 installments on February 12, 2010, 2011 and 2012.
- The total reported holding shown includes shares acquired by reinvesting dividends in unreported transactions pursuant to UNS Energy Corporation's dividend reinvestment program.
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