Filing Details

Accession Number:
0001140361-13-021507
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-17 11:15:28
Reporting Period:
2013-05-15
Filing Date:
2013-05-17
Accepted Time:
2013-05-17 11:15:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
864683 Cyberonics Inc CYBX Electromedical & Electrotherapeutic Apparatus (3845) 760236465
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1400857 Jeffrey Daniel Moore 100 Cyberonics Blvd
Houston TX 77058
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-15 3,880 $19.39 159,637 No 4 M Direct
Common Stock Acquisiton 2013-05-15 120 $24.33 159,757 No 4 M Direct
Common Stock Disposition 2013-05-15 7,000 $48.16 152,757 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purchase common stock Acquisiton 2013-05-15 3,880 $19.39 3,880 $19.39
Common Stock Option to purchase common stock Acquisiton 2013-05-15 120 $24.33 120 $24.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
231,346 2018-06-16 No 4 M Direct
231,226 2020-06-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 34,683 Indirect Moore Family 2012 Gift Trust
Common Stock 26,586 Indirect DJM Family Partnership, Ltd.
Common Stock 35,630 Indirect Daniel J. Moore 2011 GRAT I
Common Stock 35,630 Indirect Grace M. Moore 2011 GRAT I
Footnotes
  1. Shares sold pursuant to a Rule 10b5-1 Plan.
  2. Represents weighted average selling price. Securities were sold through approximately 34 separate sales on the transaction date at prices ranging from $47.89 to $48.43. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.
  3. Reporting Person was granted an option to purchase 75,000 shares of common stock on June 16, 2008. The option is fully vested and expires June 16, 2018. The option was subject to certain vesting and forfeiture requirements in accordance with the terms of the applicable Stock Option Agreement.
  4. Reporting person was granted an option to purchase 47,102 shares of common stock, 25% of the shares under such option to vest on each of the next four anniversaries of June 15, 2010. The option to purchase such shares is subject to forfeiture prior to vesting in accordance with the terms of the Stock Option Agreement.